These Regulations apply to stock exchanges, investment advisers, dealers
including broker-dealers, trustees, share transfer agents, custodians, central
securities depositories, providers of securities clearing and settlement services,
registrars, underwriters, issuing houses, dealer’s and investment representatives approved or licensed under the Securities Industry Law 1993 (PNDCL
333) and issuers of securities to the public, other than government securities.
Securities and Exchange Commission Regulations, 2003 L.I. 1728